Managing regulatory compliance

It’s a myth that small investment boutiques find regulation oppressive: compliance is simply doing what a well-managed firm should do anyway. Being small means we can work with a simpler business model, be less exposed to regulatory risk and respond quickly to regulatory change. It’s less expensive too.

Complex business models that participate in multiple markets face greater regulatory scrutiny, so compliance costs these firms more. Outsourcing gives us access to scale, shared services and compliance expertise; good governance ensures we deliver high quality services, cost-effectively.

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